On July 25, 2023, Sumo Logic, Inc. was sued for violations of the federal securities laws in the United States District Court for the Northern District of California on behalf of former public stockholders of Sumo Logic as of the April 3, 2023 record date to vote on the Merger transaction pursuant to which Sumo Logic merged into an affiliate of Francisco Partners Management, L.P. (“Francisco Partners”), in exchange for $12.05 per share in cash (“Merger Consideration”).

On July 21, 2023, Sea Limited was sued for violations of the federal securities laws in the United States District Court for the District of Arizona on behalf of investors who purchased or otherwise acquired Sea securities between April 23, 2022 and May 15, 2023, both dates inclusive (the “Class Period”).

On July 17, 2023, Danaher Corporation was sued for violations of the federal securities laws in the United States District Court for the District of Columbia on behalf of investors who purchased or otherwise acquired Danaher securities between April 21, 2022, and April 24, 2023, both dates inclusive (the “Class Period”).

On July 14, 2023, Rain Oncology Inc. was sued for violations of the federal securities laws in the United States District Court for the Northern District of California on behalf of investors who purchased or otherwise acquired Rain securities between July 20, 2021 to May 19, 2023, inclusive (the “Class Period”).

On July 14, 2023, Proterra Inc. was sued for violations of the federal securities laws in the United States District Court for the Northern District of California on behalf of investors who purchased or otherwise acquired Proterra securities
between August 2, 2022 to March 15, 2023, inclusive (the “Class Period”).

On July 12, 2023, Baxter International, Inc. was sued for violations of the federal securities laws in the United States District Court for the Northern District of Illinois on behalf of investors who purchased or otherwise acquired Baxter securities between May 25, 2022 and February 8, 2023, inclusive (the “Class Period”).

On July 10, 2023, Seagate Technology Holdings plc was sued for violations of the federal securities laws in the United States District Court for the Northern District of California on behalf of purchasers of Seagate common stock
between September 15, 2020 and October 25, 2022, inclusive (the “Class Period”).

On July 7, 2023, Mallinckrodt plc was sued for violations of the federal securities laws in the United States District Court for the District of New Jersey on behalf of investors who purchased or otherwise acquired Mallinckrodt securities between June 17, 2022 and June 14, 2023, both dates inclusive (the “Class Period”).

On July 7, 2023, BioXcel Therapeutics, Inc. was sued for violations of the federal securities laws in the United States District Court for the District of Connecticut on behalf of investors who purchased or otherwise acquired BioXcel securities between December 15, 2021 and June 28, 2023, inclusive (the “Class Period”).

On July 6, 2023, Hub Cyber Security Ltd. was sued for violations of the federal securities laws in the United States District Court for the Southern District of New York  on behalf of investors who received HUB stock in the Merger of Mount Rainier Acquisition Corp. and Hub Cyber Security (Israel) Ltd.

On June 30, 2023, ImmunityBio, Inc. was sued for violations of the federal securities laws in the United States District Court for the Southern District of California on behalf of investors who purchased or otherwise acquired ImmunityBio securities between May 23, 2022 and May 10, 2023, both dates inclusive (the “Class Period”).

On June 27, 2023, Cornerstone Building Brands, Inc. was sued for violations of the federal securities laws in the United States District Court for the District of Delaware on behalf of former shareholders of Cornerstone Building Brands, Inc. This action arises out of the “take-private” Merger announced by the Company on March 7, 2022, and the allegedly false and misleading proxy statement issued in connection with the transaction on May 24, 2022. Prior to the Merger, Clayton, Dublier & Rice, LLC (“CD&R”) controlled Cornerstone and its board of directors through CD&R’s ownership of 49% of the Company’s outstanding common stock. Pursuant to an Agreement and Plan of Merger, dated March 5, 2022, CD&R acquired the Cornerstone stock it did not already own for $24.65 per share in cash. The Merger had an enterprise value of approximately $5.8 billion.

On June 23, 2023, Arrow Financial Corporation was sued for violations of the federal securities laws in the United States District Court for the Northern District of New York  on behalf of investors who purchased or otherwise acquired Arrow securities between March 12, 2022 and May 12, 2023, both dates inclusive (the “Class Period”).

On June 21, 2023, GDS Holdings Limited was sued for violations of the federal securities laws in the United States District Court for the Central District of California on behalf of investors who purchased or otherwise acquired publicly traded GDS securities between April 12, 2021 and April 3, 2023, inclusive (the “Class Period”).

On June 20, 2023, UP Fintech Holding Limited was sued for violations of the federal securities laws in the United States District Court for the Central District of California on behalf of investors who who purchased or otherwise acquired publicly traded UP Fintech securities between April 29, 2020 and May 16, 2023, inclusive (the “Class Period”).

On June 19, 2023, NovoCure Limited was sued for violations of the federal securities laws in the United States District Court for the Southern District of New York  on behalf of investors who purchased or otherwise acquired NovoCure
securities between January 5, 2023 to June 5, 2023, inclusive (the “Class Period”).

On June 16, 2023, TriplePoint Venture Growth BDC Corp. was sued for violations of the federal securities laws in the United States District Court for the Northern District of California on behalf of investors who purchased or otherwise acquired TriplePoint securities between March 4, 2020 and May 1, 2023, both dates inclusive (the “Class Period”).

On June 14, 2023, DZS Inc. was sued for violations of the federal securities laws in the United States District Court for the Eastern District of Texas on behalf of investors who purchased or otherwise acquired publicly traded DZS securities between March 10, 2023 and May 31, 2023, inclusive (the “Class Period”).

On June 14, 2023, Electric Last Mile Solutions, Inc. was sued for violations of the federal securities laws in the United States District Court for the District of Delaware on behalf of all purchasers of the common stock of Electric Last Mile Solutions, Inc. ("ELMS") directly in the private investment in public equity (“PIPE”) offering conducted by ELMS on or about December 10, 2020.

On April 24, 2023, First Republic Bank was sued for violations of the federal securities laws in the United States District Court for the Northern District of California on behalf of investors who purchased or otherwise acquired First Republic securities between January 14, 2021, and March 14, 2023, inclusive (the “Class Period”).